An introduction to the new prudential regime
We are pleased to share the recording of our webinar, held with Duff & Phelps, which provided an introduction for current Exempt CAD investment firms to the new prudential regime coming into effect in January 2022. The webinar covered a variety of topics including:
- The application of MIFIDPRU
- Own Funds and Own Funds Requirements
- Public disclosure
- Supervisory reporting
- Risk Governance
- Prudential Consolidation and the Group Capital Test
- SYSC 19[?]'s Remuneration Code
Thank you to everyone who attended the webinar and to Andrew Lowin, Technical Director at Duff & Phelps, for sharing his insightful views.
To view the recording click here.
To view the slides click here.