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An introduction to the new prudential regime

22nd April 2021

An introduction to the new prudential regime

We are pleased to share the recording of our webinar, held with Duff & Phelps, which provided an introduction for current Exempt CAD investment firms to the new prudential regime coming into effect in January 2022. The webinar covered a variety of topics including: 

  • The application of MIFIDPRU 
  • Own Funds and Own Funds Requirements 
  • Public disclosure 
  • Supervisory reporting 
  • Risk Governance 
  • Prudential Consolidation and the Group Capital Test 
  • SYSC 19[?]'s Remuneration Code

Thank you to everyone who attended the webinar and to Andrew Lowin, Technical Director at Duff & Phelps, for sharing his insightful views.

To view the recording click here.

To view the slides click here.